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Fwd: IMLA: SEC Major Announcement

CT
Chuck Thompson
Mon, Aug 29, 2016 5:46 PM

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Begin forwarded message:

From: IMLA <receipts@imla.orgmailto:receipts@imla.org>
Date: August 29, 2016 at 1:14:11 PM EDT
To: cthompson@imla.orgmailto:cthompson@imla.org
Subject: IMLA: SEC Major Announcement
Reply-To: receipts@imla.orgmailto:receipts@imla.org

[http://files.constantcontact.com/96235a6b201/5b1a2caa-9342-4aeb-8f98-a45a1fc330fb.gif]

The International Municipal Lawyers Association

http://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRCN32AgY7OfBm3-0Gp69kOrCuEwoY36LxCly4diqcKq6m4RlPWb6LtJ48frZGvRYCLYejV2QnoEssIx4qZCxSzvqXUoDDqpStL7WVnuMuJyU&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==

THIS JUST IN: SEC CHARGES 71 ISSUERS IN MUNI BOND DISCLOSURE INITIATIVE - IMLA to Offer Book and Webinar Regarding SEC Action and Municipal Securities Enforcement

What does your client need to know about the recent changes to municipal securities enforcement? The SEC recently announced that it has charged 71 issuers for violations in municipal bond offerings after finding that from 2011 to 2014, the issuers and obligated persons had sold municipal bonds using offering documents that contained materially false statements or omissions about their compliance with continuing disclosure obligations.

In light of the SEC's major announcement, IMLA will be hosting a special 90-minute FREE webinar and publishing a new municipal securities book covering the SEC's enforcement actions brought under the Municipalities Continuing Disclosure Cooperation ("MCDC") Initiative.

Click herehttp://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRNt6UopxeVrfPJZFlKpG-w1WtP0Pp81sA8DbxPQ4M4CE23f41BX24ToOJeippvKVBovUm-Hrh3j63VKli49TWWp6ZAcDc3pL-Q7ZMBE-rvgdgWGm_wPxM0glu4GnzJTwIndtfkfymjlpSnqvPsOPpVo91Yib3dnIaUQYES5EnZSmtc4J-v_NPresV_I28bshRxgwo2rwzgLo50cX_jCqOOZueL_vfFxRHto1HB8PhQl2962a_hFFADadLl2E-43w0U3s5Qp7xaT6Ybb1L65hdYs=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ== to register for the webinar. Space is LIMITED!!
Click herehttp://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRCrTZMzMlQPyn2cQw1ToK81fC9k_EgZUv3hrIrzIXhzPCQtbgDOegmrag3qJnyWYuL0UwAtKM4DYQLEAPatOaCU9-u4E1_lAGbOTXRoTTLWHziNpe3cU6CxRFsH12YWdWYktb8zpWrjJ8zz-y1aUCsbyOixQu9l908QoZJgMrMUrNVo6CFMn1NU=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ== to view the description, and buy the e-book.

September 14- MS1
Expanding Municipal Securities Enforcement: Profound Changes for Issuers and Officials
*FREE, 90 minute presentation. Seats are LIMITED!!
This presentation will cover the Securities and Exchange Commission's Municipalities Continuing Disclosure Cooperation (MCDC) Initiative and lessons learned for issuers and underwriters.
The discussion will cover the nature of the MCDC Initiative, allegations made by the SEC in MCDC actions, with examples of the antifraud violations identified, and the remedies and other consequences for issuers, underwriters and the market as a whole consequences. This includes the movement toward issuer adoption of disclosure policies and procedures, and the structuring and implementation of such policies and procedures. In addition, the presentation also covers the expanding SEC reliance upon antifraud enforcement actions as a means of indirectly regulating municipal securities issuers, why the Commission is utilizing that approach, recent actions of interest, and notable SEC "firsts" since early 2013.
Speakers: Robert Doty, Elaine Greenberg, John McNally

Click herehttp://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRNt6UopxeVrfPJZFlKpG-w1WtP0Pp81sA8DbxPQ4M4CE23f41BX24ToOJeippvKVBovUm-Hrh3j63VKli49TWWp6ZAcDc3pL-Q7ZMBE-rvgdgWGm_wPxM0glu4GnzJTwIndtfkfymjlpSnqvPsOPpVo91Yib3dnIaUQYES5EnZSmtc4J-v_NPresV_I28bshRxgwo2rwzgLo50cX_jCqOOZueL_vfFxRHto1HB8PhQl2962a_hFFADadLl2E-43w0U3s5Qp7xaT6Ybb1L65hdYs=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==
to register!

IMLA
info@imla.orgmailto:info@imla.org

IMLA, 7910 Woodmont Avenue, Suite 1440, Bethesda, MD 20814

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Sent from my iPhone Begin forwarded message: From: IMLA <receipts@imla.org<mailto:receipts@imla.org>> Date: August 29, 2016 at 1:14:11 PM EDT To: cthompson@imla.org<mailto:cthompson@imla.org> Subject: IMLA: SEC Major Announcement Reply-To: receipts@imla.org<mailto:receipts@imla.org> [http://files.constantcontact.com/96235a6b201/5b1a2caa-9342-4aeb-8f98-a45a1fc330fb.gif] The International Municipal Lawyers Association <http://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRCN32AgY7OfBm3-0Gp69kOrCuEwoY36LxCly4diqcKq6m4RlPWb6LtJ48frZGvRYCLYejV2QnoEssIx4qZCxSzvqXUoDDqpStL7WVnuMuJyU&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==> THIS JUST IN: SEC CHARGES 71 ISSUERS IN MUNI BOND DISCLOSURE INITIATIVE - IMLA to Offer Book and Webinar Regarding SEC Action and Municipal Securities Enforcement What does your client need to know about the recent changes to municipal securities enforcement? The SEC recently announced that it has charged 71 issuers for violations in municipal bond offerings after finding that from 2011 to 2014, the issuers and obligated persons had sold municipal bonds using offering documents that contained materially false statements or omissions about their compliance with continuing disclosure obligations. In light of the SEC's major announcement, IMLA will be hosting a special 90-minute FREE webinar and publishing a new municipal securities book covering the SEC's enforcement actions brought under the Municipalities Continuing Disclosure Cooperation ("MCDC") Initiative. Click here<http://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRNt6UopxeVrfPJZFlKpG-w1WtP0Pp81sA8DbxPQ4M4CE23f41BX24ToOJeippvKVBovUm-Hrh3j63VKli49TWWp6ZAcDc3pL-Q7ZMBE-rvgdgWGm_wPxM0glu4GnzJTwIndtfkfymjlpSnqvPsOPpVo91Yib3dnIaUQYES5EnZSmtc4J-v_NPresV_I28bshRxgwo2rwzgLo50cX_jCqOOZueL_vfFxRHto1HB8PhQl2962a_hFFADadLl2E-43w0U3s5Qp7xaT6Ybb1L65hdYs=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==> to register for the webinar. Space is LIMITED!! Click here<http://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRCrTZMzMlQPyn2cQw1ToK81fC9k_EgZUv3hrIrzIXhzPCQtbgDOegmrag3qJnyWYuL0UwAtKM4DYQLEAPatOaCU9-u4E1_lAGbOTXRoTTLWHziNpe3cU6CxRFsH12YWdWYktb8zpWrjJ8zz-y1aUCsbyOixQu9l908QoZJgMrMUrNVo6CFMn1NU=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==> to view the description, and buy the e-book. September 14- MS1 Expanding Municipal Securities Enforcement: Profound Changes for Issuers and Officials *FREE, 90 minute presentation. Seats are LIMITED!! This presentation will cover the Securities and Exchange Commission's Municipalities Continuing Disclosure Cooperation (MCDC) Initiative and lessons learned for issuers and underwriters. The discussion will cover the nature of the MCDC Initiative, allegations made by the SEC in MCDC actions, with examples of the antifraud violations identified, and the remedies and other consequences for issuers, underwriters and the market as a whole consequences. This includes the movement toward issuer adoption of disclosure policies and procedures, and the structuring and implementation of such policies and procedures. In addition, the presentation also covers the expanding SEC reliance upon antifraud enforcement actions as a means of indirectly regulating municipal securities issuers, why the Commission is utilizing that approach, recent actions of interest, and notable SEC "firsts" since early 2013. Speakers: Robert Doty, Elaine Greenberg, John McNally Click here<http://r20.rs6.net/tn.jsp?f=001MGJVdctXfzC6XmdXVNBQkT9P3LKs91PSEplMbtB0N96dI8VFNyJFRNt6UopxeVrfPJZFlKpG-w1WtP0Pp81sA8DbxPQ4M4CE23f41BX24ToOJeippvKVBovUm-Hrh3j63VKli49TWWp6ZAcDc3pL-Q7ZMBE-rvgdgWGm_wPxM0glu4GnzJTwIndtfkfymjlpSnqvPsOPpVo91Yib3dnIaUQYES5EnZSmtc4J-v_NPresV_I28bshRxgwo2rwzgLo50cX_jCqOOZueL_vfFxRHto1HB8PhQl2962a_hFFADadLl2E-43w0U3s5Qp7xaT6Ybb1L65hdYs=&c=YMXnMpSFna7kunQ9o4_bEs4K7JDWCDEVkuBvceolRUva3KkRRi0how==&ch=v74l-tqo5cWfJI2mntGPRccpeburOP5OIhvdUjx4qjnNlZBGtVTYAQ==> to register! IMLA info@imla.org<mailto:info@imla.org> IMLA, 7910 Woodmont Avenue, Suite 1440, Bethesda, MD 20814 SafeUnsubscribe(tm) cthompson@imla.org<https://visitor.constantcontact.com/do?p=un&m=001nEsTKPj1PRQ6p70GckskWQ%3D%3D&ch=5d664a00-bfd9-11e3-a93b-d4ae527599c4&ca=92107aa5-7199-4e0b-a3c7-08bc64490f68> Forward this email<http://ui.constantcontact.com/sa/fwtf.jsp?llr=jtmkk8kab&m=1111165842025&ea=cthompson%40imla.org&a=1125684161858> | Update Profile<https://visitor.constantcontact.com/do?p=oo&m=001nEsTKPj1PRQ6p70GckskWQ%3D%3D&ch=5d664a00-bfd9-11e3-a93b-d4ae527599c4&ca=92107aa5-7199-4e0b-a3c7-08bc64490f68> | About our service provider<http://www.constantcontact.com/legal/service-provider?cc=about-service-provider> Sent by receipts@imla.org<mailto:receipts@imla.org> in collaboration with [Constant Contact]<http://www.constantcontact.com/index.jsp?cc=PT1130> Try it free today<http://www.constantcontact.com/index.jsp?cc=PT1130>